We are able to provide a wide range of services to firms selling general insurance, including:
- FCA compliance audits
- Ongoing compliance support
- Pre-acquisition due diligence
- Provision of documentation and procedures manuals
- New applications for FCA authorisation
- Help with RMAR Reporting
- Programmes for TCF & Conflict of Interest
- Appointed Representative monitoring
- File reviews
- Preparation for FCA visits
- Business planning
- Executive Coaching
- T&C Management
- HR Management
- Online Learning
Insurance Compliance Consultants
Compliance Management Services Ltd (CMS) is a firm of City-based independent compliance consultants, providing expert assistance to intermediaries in connection with general insurance regulation.
Struggling with FCA Insurance Regulation?
Do you find that you are spending an increasing amount of time on regulatory issues? Time you would rather spend developing your business and staying ahead of the competition?
Whatever your FCA compliance issues, we can work with you to provide a customised solution for your firm. We have been successfully helping general insurance intermediaries with their compliance implementation since January 2003. Our clients include:
- General insurance brokers
- Underwriting agents
- Managing general agents
- Specialist insurance Intermediaries
- Wholesale brokers
- Call centres
Our aim is to increase the profitability and value of your business through effective compliance management and good business practice.