Compliance Management Services Ltd (CMS) is a firm of independent compliance consultants, providing expert assistance to intermediaries in connection with general insurance regulation.

Struggling with FSA Insurance Regulation?
Do you find that you are spending an increasing amount of time on regulatory issues? Time you would rather spend developing your business and staying ahead of the competition?

Introducing CMS
Whatever your FSA compliance issues, we can work with you to provide a customised solution for your firm. We have been successfully helping general insurance intermediaries with their compliance implementation since January 2003. Our clients include:

• General insurance brokers
• Specialist insurance Intermediaries
• Wholesale brokers
• Underwriting agents

Our aim is to increase the profitability and value of your business through effective compliance management and good business practice.

 
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FSA compliance audits Ongoing compliance support Provision of Documentation and procedure manuals Help with RMAR Reporting Programmes for TCF & Conflicts of interest Appointed Representative monitoring File reviews Training New applications for FSA visits Pre-acquisition due dilgence Business planning Special projects