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We are able to provide a wide range of services to firms selling general insurance, including:
- FSA compliance audits
- Ongoing compliance support
- Pre-acquisition due diligence
- Provision of documentation and procedures manuals
- New applications for FSA authorisation
- Help with RMAR Reporting
- Programmes for TCF & Conflict of Interest
- Appointed Representative monitoring
- File reviews
- Training
- Preparation for FSA visits
- Business planning
- T&C Management
- HR Management
- Online Learning
Andrew Woolley
Andrew joined CMS in 2011, having spent three and a half years as a supervisor at the FSA. In this role he had particular responsibility for the supervision of general insurance brokers and was heavily involved in the FSA’s TCF assessment programme.
With an insurance and financial services career spanning more than 30 years, Andrew has a wide range of management experience, compliance knowledge and technical skills. Previous roles include a number of consulting contracts for Deloitte & Touche LLP and Senior Manager at Barclays Bank, with responsibility for development of the compliance function.
Andrew is a qualified Associate of the Chartered Insurance Institute and is a Chartered Insurance Practitioner.
