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We are able to provide a wide range of services to firms selling general insurance, including:
- FSA compliance audits
- Ongoing compliance support
- Pre-acquisition due diligence
- Provision of documentation and procedures manuals
- New applications for FSA authorisation
- Help with RMAR Reporting
- Programmes for TCF & Conflict of Interest
- Appointed Representative monitoring
- File reviews
- Training
- Preparation for FSA visits
- Business planning
- T&C Management
- HR Management
- Online Learning
Dick Tucker
Dick has many years’ senior management experience in the general insurance industry, having worked for both brokers and insurers. His experience covers compliance, underwriting, claims, finance and IT.
Recent compliance roles include over 5 years as Head of Compliance at Stuart Alexander (prior to its acquisition of Bluefin) and FSA compliance consultancy work for a major insurer in connection with its insurance intermediary acquisitions. Whilst at Stuart Alexander, Dick undertook due diligence work on brokers identified as targets for acquisition and was instrumental in setting up and managing a large Appointed Representative network.
