Better working practices invariably result in operational efficiencies, helping you not only to control costs but also to increase the value of the firm.

Ongoing support

In addition to on-site visits, we provide telephone and email based support for queries on FSA compliance implementation and other related matters. We also keep our clients informed of significant regulatory developments, including revisions to rules and procedures. [back]

 
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FSA compliance audits Ongoing compliance support Provision of Documentation and procedure manuals Help with RMAR Reporting Programmes for TCF & Conflicts of interest Appointed Representative monitoring File reviews Training New applications for FSA visits Pre-acquisition due dilgence Business planning Special projects