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We can guide you through the complex process of applying for authorisation by project managing your application. Our service ensures that the application is complete and accurate, thus minimising any delays to your gaining authorisation and commencement of trading.
If you have been informed that your business is going to receive a visit from the FSA, we can help by making sure that your compliance arrangements are adequate and by coaching staff on how best to respond to the FSA’s representatives.
Buying another business is a big step and the status of the target firm’s compliance with FSA rules could affect your own regulatory exposure. We can help you to avoid surprises by conducting a confidential pre-acquisition compliance assessment.
Business plans should be regularly reviewed so that firms can identify, measure, manage and control risks of regulatory concern. This is a process with which we can assist.
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